Monday, August 31, 2009

NDPR Mary P. Nichols, Socrates on Friendship and Community: Reflections on Plato's Symposium, Phaedrus, and Lysis

Notre Dame Philosophical Reviews

2009-09-02 : View this Review Online : View Other NDPR Reviews

Mary P. Nichols, Socrates on Friendship and Community: Reflections on Plato's Symposium, Phaedrus, and Lysis, Cambridge UP, 2009, 230pp., $80.00 (hbk), ISBN 9780521899734.

Reviewed by Tushar Irani, Wesleyan University


 

Socrates on Friendship and Community is a work filled with sensitive analysis and reflection, both in its careful reading of the dialogues on which it focuses and in its comparison of Plato with two thinkers from the modern period, Kierkegaard and Nietzsche, who Nichols claims had very different views on the value of friendship and community, and as a consequence very different views on the human good. The book explores the role of friendship in Socrates' conception of philosophy through a study of three of Plato's most well-known and treasured dialogues -- the Symposium, Phaedrus, and Lysis -- and draws from these works the insight that "through friendship we experience both our own as not wholly our own and another as not wholly other" (p. 1). This is the experience that characterizes the highest form of love for Plato, and to the extent that the philosopher is also a kind of lover (i.e., of wisdom or truth), it is also the experience that characterizes philosophy. (Since philosophers, as we all know, pursue only the highest forms of love.) Nichols finds this model of friendship embedded in Socrates' practice of engaging others in discussion, and uncovering it is the main interpretive project she sets herself in the book.

In addition to this interpretive project, no small undertaking in itself, Nichols adds a comparative task to her agenda in pitting her view of Socrates as a proponent of friendship against two rather different views advanced by Kierkegaard and Nietzsche, for whom Socrates is an otherworldly figure, alienated from human society. Though Kierkegaard and Nietzsche criticize Socrates, Nichols contends, they nonetheless retain in their views of the good life a turn away from community towards subjectivity that she finds characteristic of modern Western thought. The book thus has two general aims. First, in recovering the place of friendship and community in Socratic practice, Nichols presents Plato's approach to philosophy as a corrective to the more alienating features of modernity. Second, Nichols considers her study a contribution to the scholarly literature on friendship in antiquity, which all too often dwells on the views of Aristotle rather than Plato. Commentators who disregard the value of friendship in Plato neglect a significant -- indeed essential -- aspect of his political philosophy, according to Nichols, and in so doing overlook its enduring relevance to contemporary issues surrounding the human good.

In these two general aims, the book succeeds splendidly. Whereas Socrates and Plato include a central role for love and friendship in their reflections on the human good, one cannot help but feel by the end of Nichols' work that in their own portraits of the good life, Kierkegaard, Nietzsche, and their modernist peers have bequeathed us a legion of chronic brooders.[1] It is, moreover, refreshing to find a scholar approach Plato's political philosophy from the perspective of his views on friendship and through the study of dialogues that are rarely considered in discussions of his political thought. Although, as I will suggest below, some of the more specific claims Nichols makes in this study could do with further elaboration and support, her book as a whole provides a novel contribution to our understanding of Plato and rewards close reading.

Before summarizing and evaluating the contents of the book, however, some preliminary remarks are in order concerning its organization. While it contains five chapters, the work itself does not reveal a clearly continuous argument. In part, this is because of the twofold nature of Nichols' project. Chapter 1 begins with Kierkegaard's and Nietzsche's accounts of Socrates, but ends with many questions left hanging. In developing their accounts, Nichols seeks to show that Plato's Socrates anticipates aspects of Kierkegaard's and Nietzsche's criticisms yet the details of this more inclusive portrayal are not really spelled out until Chapter 5. By far the bulk of the book lies in Chapters 2-4, which form its interpretive core. This is where Nichols develops her account of Plato's views on love and friendship, and where she argues specifically for the idea that love must be transformed into friendship to fulfill its promise. These three chapters provide detailed critical interpretations of the Symposium, Phaedrus, and Lysis, though readers hoping for further discussion of Kierkegaard and Nietzsche will find them cited only in passing, and the connections between the themes on which Nichols dwells in this interpretive core of the work and her comparative project will not be readily apparent. Nevertheless, almost all loose ends are tied up by the final chapter, and those more interested in one or the other of Nichols' projects may safely focus on relevant portions of the book without loss of comprehension.

Nichols begins her study in Chapter 1 by using Kierkegaard's and Nietzsche's accounts of Socrates as a springboard for her own interpretation. For Kierkegaard, Socrates is an alienating figure because of his single-minded pursuit of knowledge and his method of philosophical doubt. This confidence in reason must be tempered by an acceptance of human incompleteness -- a kind of piety that recognizes our distance from absolute truth (or the divine) and thus requires faith. Nichols finds herself agreeing with Kierkegaard here on the need for piety in Socrates' pursuit of wisdom, although she doesn't believe this is absent from his conception of philosophy, nor that it must tend in the direction of alienation. For Nietzsche, on the other hand, Socrates remains an alienating figure because of his persistent denial of human instincts and hostility to life. Here we see a demand for a poetic and life-affirming Socrates, no longer bound by the constraints of rationalism, seeking solace instead in the "infinity of art", as Nietzsche puts it in The Birth of Tragedy. Again, Nichols finds much to agree with in the need for a poetic Socrates, but she suggests that Plato's portrayal of his teacher in fact accommodates this demand and that the poetry of Socratic practice can be discerned in the role that friendship plays in his life, particularly in his engagement with others in philosophical discussion.

This is not the place to challenge the details of Nichols' readings of Kierkegaard and Nietzsche. The views she attributes to them are painted in broad brush strokes and her first chapter proceeds rather swiftly, but the upshot is clear enough. Despite the faults she sees in Kierkegaard's and Nietzsche's accounts of Socrates, there are genuine insights she wishes to preserve in the respective positions that they assign to piety and poetry in human life. But how should Socratic practice be understood as pious? And how poetic? Nichols would have done well at this point in the book to outline her answers to these questions, since her analysis of Plato's views on love and friendship in Chapters 2-4 does little to explain how Socrates can be considered a pious or poetic figure, and readers must wait until the end to judge whether Plato's account meets Kierkegaard's and Nietzsche's criticisms. (See summary of Chapter 5 below.) Some clarification of key terms would have also been helpful. Nichols' conception of piety in particular turns out to be admirably more down to earth than traditional understandings, but perhaps idiosyncratic. Famously, the Greek virtue often translated "piety" (to hosion) is the central theme of the Euthyphro, yet Nichols refers to this dialogue very rarely and in an unrelated connection in later chapters, where she renders the term "the holy" (e.g., p. 109), suggesting she has a quite different concept in mind.

Some scholars may question whether Kierkegaard's and Nietzsche's accounts of Socrates merit consideration in understanding Plato's own thought. For those prone to balk at such comparisons, one observation seems worth registering on the ideas developed in this book, since they touch on larger issues in Platonic studies. Nichols regards the prevalence of poetry and myth in the dialogues and the place of piety in Socratic practice as an acknowledgment on Plato's part of the shortcomings of reason. She claims, for instance, that "Plato calls our attention to the limits of Socrates' arguments through the action of the dialogue", that "The arguments that come from Plato come only embedded in stories", and that her analysis of the Symposium and Phaedrus explores "Socrates' awareness of the limits of reason, and the place of poetry and piety in human life" (pp. 22-24). These comments reveal the main interpretive strategy she employs in her book, but they also help explain the themes she focuses on in Plato. According to Nichols, the dramatic aspects of the dialogues are as important as Socrates' arguments in understanding Plato's intentions in writing; when these arguments come to naught, as they often do, we should consider whether the more literary features of his works can fill in the gaps. These may include details of character or setting, historical information, and intertextual allusions, all of which are discussed perceptively in her reading of the dialogues.

Few Plato scholars nowadays will object to this general interpretive line. Yet Nichols goes further than warranted in often suggesting that there lies additional meaning in the literary details that Plato relates, even when we can be certain of the arguments that Socrates makes. In a short early discussion of the Phaedo, for example, she finds evidence of the limits of Socrates' logic in the hymn to Apollo he admits to composing at the beginning of the dialogue, which on her reading is "actually the key to the Phaedo as a whole", since when confronted with the fears and terrors of human existence Socrates here ultimately consults "an Apollonian vision in order to deal with them" (p. 20). That Socrates in his final hours turns to poetry is certainly fascinating and worth considering for a complete grasp of this elaborate work, but it does scant justice to the rigors of Plato's philosophy to discount the finely wrought arguments that he develops for the immortality of the soul and to doubt Socrates' confidence in these arguments as he awaits his death. This is not to take issue with Plato's status as a dramatist of the highest order, nor with Nichols' general interpretive line. We can keep the poetry along with the philosophy. The dramatic action of the dialogues can inform, help situate, or bring Socrates' arguments into sharper relief, and in this way assume an important but still ancillary role in our understanding of Plato's thought, rather than serve as the main guide to his intentions.

I turn now to Chapters 2-4: the interpretive core of Nichols' study. The Symposium, Phaedrus, and Lysis are three of Plato's most literary works and are a natural focus for her, given her approach to reading the dialogues, but she also argues in this portion of the book for the continuing significance of Socrates' conception of philosophy today. She finds this conception "captured in his understanding of friendship and political community, how the latter is a reflection of the former, and how both are fundamental to a good human life" (p. 24). The ideas developed in these chapters are the most thought-provoking in the book and will attract the attention of political philosophers interested in how a civic life based on ancient ideals of love and friendship can nonetheless preserve a place for the individualism central to modern thought and politics, as Nichols claims. The chapters themselves proceed programmatically -- each focuses on a specific dialogue following the order in which Socrates' would have appeared in them during his life -- and may be assigned individually in an upper-level undergraduate course or graduate seminar devoted to studying these works.

Chapter 2 begins by observing that the Symposium is the only dialogue in which Socrates vies with two of the most eminent poets of his time -- Aristophanes and Agathon. The dialogue is also notable for ending with a fiery screed against Socrates by Alcibiades, one of the leading political figures in Athens of the late fifth century. Dramatically, the work is set within a year of the ill-fated Sicilian expedition championed by Alcibiades in 415 BCE, which would prompt Athens' eventual defeat in its war against Sparta. Given that the case for the corrupting influence of philosophy on the life of the city was made on behalf of the poets and political men of Athens at Socrates' trial in 399, Nichols finds in the Symposium a reconsideration of those charges against Socrates and a personal "apology" by Plato in defense of his teacher that argues for "the mutual dependence of Socratic philosophizing and political life" (p. 30; cf. p. 25). This dependence is explained by Socrates' understanding of love, which is mediated in the dialogue through what he has learned from the foreign prophetess Diotima, and which emphasizes both human need and resourcefulness. Socrates' speech is thus a direct response to the speeches of Aristophanes and Agathon, particularly their inability to recognize the potential of a love generated by those "pregnant in soul", to use Diotima's marvelous phrase. The range of objects generated and nurtured by such lovers include not only children, but works of art and poetry, the laws of political communities, pieces of knowledge, philosophical arguments, and virtue itself in the character of others (Symposium, 208e-212a). Hence, Nichols contends, "the state between poverty and resource that accounts for the pursuit of wisdom and its generation in others through questioning them also accounts for the ongoing human activities that keep political communities alive and flourishing" (p. 69).

Insofar as its account of love goes, however, Nichols maintains that the argument of the Symposium is incomplete. This is because Socrates' speech has little to say about reciprocated love or friendship; we hear only about the perspective of the lover, but nothing about a beloved who loves in return. For that we must turn to Chapter 3 of Nichols' study and the Phaedrus, which is where she believes "Socrates gives an account of how the beloved becomes a lover, loves in return, and how both [lover and beloved] see themselves in the other" (p. 87). This dialogue thus goes a step further than the Symposium in linking love with self-knowledge and friendship. The Phaedrus also includes a famous paean to love in which Socrates defines love as a kind of madness -- a fact that commentators such as Gregory Vlastos have found "extraordinary" for an "ultrarationalist" such as Plato.[2] Against this view, Nichols sees in Socrates' praise of madness added confirmation of Plato's awareness of the limits of reason, and draws the conclusion that the self-knowledge achieved through friendship may not ultimately be the sort that is susceptible to rationalization (pp. 118-19).

Chapter 4 develops the difference between love and friendship further by focusing on the Lysis, the final dialogue in Nichols' erotic triumvirate. In arguing for this development in the dialogues, she takes the unorthodox and, to the best of my knowledge, almost unique view that the Lysis contains Plato's most mature thoughts on love.[3] For the Phaedrus tells us little about how love becomes friendship or what the difference is between the two, while the guiding question of the Lysis is "what is a friend?" (p. 150). Nichols considers each of the accounts Socrates explores in answering this question, and although the dialogue ends in aporia, she views an idea floated early on in the discussion -- "that friends are those who love and are loved" -- to be the key insight of the work (p. 169). This may surprise some readers of the Lysis, since Socrates goes on to argue against friendship being necessarily reciprocal in the dialogue, yet Nichols holds that "Socrates does not conclude that our friend need not love in return to be a friend . . . Rather, he states that he is 'at a loss' as to 'who become friends to each other', and that he and Menexenus may be seeking in an altogether wrong way" (p. 170).

I'll return to the possibility of unreciprocated friendship in Plato towards the end of this review, but Nichols herself is clear on the issue: "Unlike love, friendship is reciprocal. . . . One cannot become a friend unless another does so as well" (p. 180). She finds the argument that Socrates gives later in the Lysis that "our friends are phantom friends in light of the first friend in which all friends terminate" -- a highly mysterious object considered by some commentators to be knowledge, happiness, or perhaps the form of beauty reappearing from the Symposium -- "not the dialogue's deepest teaching about friendship" (p. 180). Further, she claims that the Lysis ends indecisively on the topic of friendship "because Socrates refuses to abandon friendship as a reciprocal human relationship, rooted in need" (p. 187). She therefore concludes this interpretive portion of the book by connecting Plato's (now developed) views on friendship with her earlier defense of Socratic philosophy. Philosophy maintains itself in the political sphere by taking friendship as its model, which is to say there should be no radical divide between the philosopher and others, but reciprocal relations of fellow feeling. Although he was deemed a threat to the city, Socrates' practice of engaging other Athenians in discussion was actually an attempt on his part to foster a bond with his political community (pp. 190-2).

Having made a case for the importance of philosophy to political life, Nichols circles back to her comparative project in Chapter 5. Earlier in Chapter 1 she had left unexplained how Plato's Socrates might be considered a pious or poetic figure, and so meet the challenges posed by Kierkegaard and Nietzsche. The view of the role of piety and poetry in Socratic practice that she develops in this final chapter involves, as I understand it, fundamentally reconceiving the relationship between human and divine. Climacus, the pseudonymous author of Kierkegaard's Philosophical Fragments, collapses the distance between human ignorance and divine truth, and thereby obviates the need for philosophy and faith. The pursuit of knowledge thus becomes unnecessary: why ask questions when the truth already lies within us? In contrast, Nietzsche denies any link at all between human and divine, which prevents the possibility of acquiring knowledge altogether according to Nichols. Instead of the discovery of truth, what we have on this view are manufactured or constructed truths: "Philosophers might suppose they have discovered the truth when they would have discovered only themselves and their own creations" (p. 213). So while for Kierkegaard philosophy and faith are unnecessary, the result for Nietzsche is that philosophy and faith are impossible.

These are ambitious themes for a concluding chapter, although it must be said that Nichols' readings of Kierkegaard and Nietzsche are not worked out with as much care as her earlier readings of the dialogues. She does not, for instance, acknowledge that for a number of contemporary philosophers, as well as some of Nietzsche's recent interpreters, the practice of philosophy is quite compatible with anti-realist approaches to truth, and on the question of faith, his gripe was against certain strains of religious faith. I imagine that philosophers with faith in themselves and their own creations would be roundly applauded by Nietzsche.

More generally, one gets the sense that Nichols' readings of Kierkegaard and Nietzsche really only serve as foils for the portrait of Socrates she wants to get across in her book. Three components make up this portrait: piety, poetry, and friendship. With the role of friendship in Socratic philosophy established in earlier chapters, she now argues that "both Socrates' piety and his appreciation of poetry turn on his view of friendship as essential to his philosophic life" (p. 208). How, then, is Socratic practice pious? It's pious for Nichols in recognizing a distance between oneself and another, which is half of what's involved in a reciprocal loving relationship or friendship. The way in which such piety figures in philosophy, I take it, is through recognition of an analogous distance between oneself and the truth, which explains why "friends capture for us that wonder that moves philosophers, who experience their own as other and the other as their own" (p. 211). This is Plato's response to Kierkegaard.

What about his response to Nietzsche? How might Socratic practice be understood as poetic? It's poetic in recognizing a link between oneself and another, which is the other half of what Nichols finds involved in friendship. If I understand her correctly, the role of such poetry in philosophy consists in keeping Socratic argument alive in dialogue with others, since the dialectical art "is not self-sufficient, but must direct itself to a fitting soul, in which it plants seeds that come to fruition and from which spring others in other souls" (p. 212). The image is a famous one from Plato's Phaedrus, and points to the fecundity of philosophical inquiry. Philosophy, modeled on the experience of friendship, provides us here with the opportunity to connect with others in civil society with whom we can share and sustain a common bond while preserving our individuality.

Needless to say, the claims advanced in this final chapter are developed with great originality. Nichols goes to impressive lengths to connect her concluding themes with the view of friendship derived from her earlier interpretation of Plato. Her comparative project would probably have been better served, however, if her focus had remained on showing how Plato's emphasis on the value of friendship provides an alternative to the alienating depictions of human flourishing that she finds in modern philosophy. I mentioned this as one of her chief aims at the beginning of this review, and I should reiterate that it is one of the highlights of the book. Whereas Kierkegaard's and Nietzsche's visions of the human good go awry in counseling a life of spiritual and philosophical retreat, she argues, Socrates' search for a life of philosophical friendship and community reflects a richer awareness of the needs of human beings and our dependence on others for our happiness. This will no doubt surprise scholars accustomed to thinking of Plato's philosopher as a world-weary participant in civic life, yet Nichols is right to call attention to the centrality of community to his political thought and to compare the implications of his view with Kierkegaard's and Nietzsche's positions. In the portraits that they offer of the good life, there is a profound difference between Socrates wrangling with his fellow Athenians in the agora and Nietzsche's Zarathustra, wandering lonely as a cloud over mountain ridge and peak.

If there is a problem with Nichols' interpretation of Plato, it lies in the details of the account of friendship she attributes to him. There are, as I see it, two main difficulties with this account. The first concerns her idea that Plato's conception of love undergoes significant development. Nichols relies too heavily here on the dramatic ordering of the dialogues in claiming that the Lysis "indicates a more developed and more positive vision than either the Symposium or the Phaedrus" (p. 155n. 9). The Lysis is a complex and superbly crafted work, but where the Symposium and Phaedrus offer us positive accounts of love, the Lysis ends inconclusively, so it is not altogether clear how the first two works lead to the third, as she maintains.[4] Moreover, in assuming a developmental reading of the dialogues, Nichols overlooks the possibility of a unitarian reading; before we suppose that an author's views undergo considerable alteration over time, it seems to me we should presume more unity rather than disunity in his or her thought. Nichols finds the arguments of the Symposium and Phaedrus lacking in comparison with the Lysis because of their silence on the topic of friendship, but this takes for granted that there exists a difference between true love and friendship for Plato. Perhaps at the highest level of Diotima's ladder the two are indistinguishable.[5]

The deeper difficulty with Nichols' reading of Plato, however, is that she believes that reciprocity is essential to his account of friendship. This is why she considers his account of love deficient, of course, since love need not be reciprocated. Nevertheless there is little to suggest that friendship must be a reciprocal relationship for Plato, and much that tells against this reading. The Greek term philia most often translated "friendship" in English generally connotes some fondness for a person or thing, without conveying any implication that the affection be mutual. More abstractly, the Presocratic philosopher Empedocles understood the concept as a universal principle of attraction that bound the cosmos together during cycles of generation and destruction -- a view that Plato reveals his familiarity with in a number of dialogues (cf. Sophist, 242d-243a).

There is, then, nothing in the Greek and in the philosophical tradition before Plato to indicate that he considered friendship a necessarily reciprocal relationship. Nichols' claim that "One cannot become a friend unless another does so as well" is particularly hard to reconcile with the Lysis (p. 180). Beginning at 212a in the dialogue, Socrates shrewdly exploits the fact that philia covers a wider range of associations than those his audience initially regards as friendships, and when he entertains the idea that philia involves reciprocal loving at 212c-e he dismisses it summarily. If reciprocal loving were necessary for friendship, he claims, it would be impossible to love a variety of objects traditionally viewed as "friends" or phila: horse-lovers, wine-lovers, and exercise-lovers -- not to mention wisdom-lovers (philosophoi) -- would be ruled out on principle. Yet these forms of human attachment are possible, as well as relations with others incapable of loving in return, such as a newborn baby.[6] So, we are led to infer, reciprocal loving cannot be necessary for friendship. As far as I can tell, Nichols does not show how her conception of reciprocity avoids the problems that this passage poses for cases of friendship in which reciprocity is precluded due to the nature of the object. At any rate, it is a special problem for her reading of Plato that the practice of philosophy is rendered impossible when she locates similar worries in the views of Kierkegaard and Nietzsche.

It seems that love must be reciprocated and transformed into friendship for Nichols because in a reciprocal relationship partners both belong to one another and remain independent: "As one's friend he is one's own, but he is also other, for one's friendship depends on his loving in return" (p. 180). Love alone, in contrast, can become estranged from its object or "lead to its conquest" (p. 192). Yet Plato's account of love in the Phaedrus is formulated precisely to guard against such conquest, so that when the lover finally approaches his beloved the experience is one of "reverence and awe" (254e). This account -- later equated by Socrates with the greatest kind of friendship (255b) -- does enough to preserve the independence of the beloved object, while also allowing Plato to explore more abstract forms of human attachment, such as the love of wisdom. Reciprocated love may often be desirable in these relationships, but it need not be essential.[7]

Perhaps the best case of unrequited friendship in Plato is Socrates' relationship with Athens. As his philosophical activities came to be considered a threat to the city in the late fifth century, what motivated him to continue engaging others in discussion? Socrates' love of Athens must figure in our answer to this question for two reasons. According to Nichols, our love of others provides us with an important source of self-knowledge: we can know ourselves through loving others, without knowing that we know ourselves (pp. 116-19). The latter second-order sort of awareness is rarely if ever available to us, but there's value nonetheless in the more unreflective mode of self-knowledge afforded to us in our relationships with others and our lives in communities. This strikes me as a wonderful insight. It also supplies us with a clue as to why Socrates among all other Athenian citizens hardly ever left Athens and refused to flee when given the chance. If membership in his community provided Socrates with a window to his own soul, however foggy and obscure, it would be natural for him to devote his life to conversing with those who could offer him this inarticulable mode of self-knowledge and to reject all attempts to spirit him away from Athens (cf. Phaedrus, 229e-230e; Crito, 51c-54d).

Yet an explanation of Socrates' love of Athens that stops at the desire for self-knowledge makes him out to be a somewhat selfish lover. In a well-known passage from the Apology where he defends his way of life, he remarks that he is worth far more to the Athenians than they believe by likening his attachment to the city to the role of a gadfly on a noble but sluggish horse (30e), whom he claims to respect and love (philô, 29d). In the Gorgias he goes so far as to declare that he alone among all his contemporaries engages in politics correctly (521d). Both passages suggest that Socrates considered his philosophical vocation a service to the polis, and here I find in his motives a deeper commitment to the life of reason than Nichols is willing to allow. We can say Socrates was a friend to Athens, even if his friendship went unrequited, for he felt that the practice of inquiry and the education of individuals through reasoned argument is ultimately a valuable endeavor. What drives this endeavor is the motivation that drives most educators, perhaps especially philosophers: that the learning engendered privately in the development of a person's intellect and character can make a difference politically in the development of a larger community. This was arguably Socrates' greatest legacy to the Athenians. In the final analysis, he was the best friend they never had.

Towards the end of her book, Nichols appeals to a line from the Lysis in which Hippothales describes the title character as "fond of listening". Plato requires such fondness in all his readers, Nichols informs us, and she follows this principle assiduously in her own study. Although her approach to reading the dialogues often comes at the expense of a more thorough evaluation of Socrates' arguments, the result is a fine book sensitive to the nuances of Plato's writing and the subtleties of his thought. Scholars interested in how Plato's political philosophy might be assessed through the lens of his views on love and friendship would do well to consult this work. Even where Nichols' interpretations provoke disagreement, there is much to learn from Socrates on Friendship and Community, and much to engage with.


[1] If this sounds unfair to Kierkegaard and Nietzsche, I should note that Nichols for the most part restricts her discussion of these authors' works to Kierkegaard's Philosophical Fragments and Fear and Trembling and Nietzsche's Birth of Tragedy and Thus Spoke Zarathustra.

[2] Gregory Vlastos, "The Individual as an Object of Love in Plato", Platonic Studies, 2nd edition (Princeton: Princeton University Press, 1981), p. 27n. 80. Nichols quotes the same line on p. 91 in her text. Although he doesn't tackle the issue, Vlastos raises this topic in his paper as a genuine problem of interpretation that has received insufficient attention in Plato scholarship: "This convergence of mania and nous in love does not seem to intrigue commentators. Few of them notice the paradox at all or, if they do, they seem bent on explaining it away."

[3] In a footnote, Nichols acknowledges a debt to Catherine H. Zuckert's recently published Plato's Philosophers: The Coherence of the Dialogues (Chicago: University of Chicago Press, 2009), particularly for the view that "the dramatically later Lysis presents Plato's more developed understanding of love and friendship than the dramatically earlier Symposium and Phaedrus" (p. 155n. 9).

[4] Another objection to Nichols' developmental reading is the fact that the moral psychology of the Lysis shares several features with the view Socrates assumes in the Symposium, where happiness is the end of all human desire. This psychological picture contrasts sharply with the tripartite view of the soul on display in the Phaedrus, suggesting (as is customary) that this dialogue was written later in Plato's career, after he had rejected Socrates' assumptions about human desire. For further discussion, see A.W. Price, Love and Friendship in Plato and Aristotle, 2nd edition (Oxford: Clarendon Press, 1997), pp. 254-5.

[5] Cf. Terry Penner and Christopher Rowe, Plato's Lysis (Cambridge: Cambridge University Press, 2005), pp. 307-12, who argue that the view of love Plato develops in the Phaedrus confirms their account of friendship in the Lysis. Penner and Rowe's commentary is one of the few gaps in Nichols' otherwise wide-ranging discussion of the secondary literature, but it is a large one, given the place of the Lysis in her study and the value of Penner and Rowe's work to any serious analysis of this neglected dialogue.

[6] Again, note that the range of the Greek philia here extends more widely than our "friendship" to include parental love.

[7] I suspect an account of love culminating in reverence would be too pious for Nichols and unable to do justice to the intertwined lives of human beings in complex relationships, but Plato is clear in the Phaedrus that the two individuals he describes eventually as friends share a history together, which narrows much of the distance between them (256a-c).

NDPR J. Angelo Corlett, Race, Rights, and Justice

Notre Dame Philosophical Reviews

2009-09-01 : View this Review Online : View Other NDPR Reviews

J. Angelo Corlett, Race, Rights, and Justice, Springer, 2009, 228pp., $139.00 (hbk), ISBN 9781402096518.

Reviewed by Roderick M. Stewart, Austin College


 

This collection of essays is intended to be a companion to Corlett's previous books in the philosophy of law: Responsibility and Punishment (Springer, 2006) and Race, Racism & Reparations (Cornell, 2003). Again, readers will find here the forceful voice of an analytical philosopher in the Feinbergian tradition taking on hotly contested issues often associated only with the work of recent post-modern and critical race theorists. Corlett divides the essays into three parts: two chapters on the interpretation of constitutional law by judges; two on international law and calls for global justice; finally, three chapters on individual vs. collective rights (especially for indigenous peoples) and humanitarian intervention. In every chapter, Corlett goes to great lengths to live up to Blanshard's recommendation that even if in the end an author is not right, he put all his cards on the table, debated his opponents fairly, and especially always wrote clearly enough to be found out (p. 19). Let us consider these chapters in turn.

Chapter 1 is Corlett's propaedeutic to his own theory of constitutional interpretation in Chapter 2. Here he lays out and criticizes the most well-known account of original intent, by Robert Bork. On Bork's view, the judge's role is to figure out the principles of a given constitutional or statutory text as it was generally understood at enactment. Corlett calls Bork's appeal to textual principles a "moderate originalism" in that it does not make the naïve assumption that a text at enactment spoke inerrantly and completely. For Bork, if it is unclear how to apply such a document to a particular situation, then the judge must still seek only those principles governing the text that are faithful to the intent of the original framers and ratifiers (as might be evidenced by other extra-constitutional documents and letters by those framers and ratifiers). Here (moderate) "originalism" is joined with the distinct thesis of (moderate) "intentionalism". If such "original" evidence for meaning and intent at enactment is not available in any trustworthy form, then for Bork this is where the law and judge must stop and remain silent or risk legislating subjectively from the bench.

Corlett notes that while such a legal hermeneutics of original framers' and ratifiers' intent is theoretically consistent, it still presupposes practically that they as a group were in fact largely unified in their opinions and broad constitutional "intentionality" when in fact they were not. Corlett also argues that even if there were a set of largely unified supporting documents, then the "originalists" like Bork would seemingly have to defend the likely racist, sexist and imperialist assumptions of those texts, many of which were later gradually overturned and some of which still need addressing (see Corlett's earlier work on reparations to African-Americans and Native Americans). Here perhaps Corlett could have been a bit more careful not to blur the line between legitimate de-mythologizing of founding fathers and at places leaving the impression that all their ideas were the mere products of blind racist ideology (pp. 26-27). The historical reality of colonial North America, like any other period historians try to understand, is likely a complex one, especially when trying to assess the effect of ideology on intentions, attitudes and eventually degrees of moral agency. Ideology like agency comes in many degrees and forms.[1] Here we may keep in mind Frederick Douglass' own changing views about the complex relations between various U.S. founding documents once he broke from the Garrisonians and their total indictment of the Constitution and its 3/5's Compromise clause. Later Douglass re-emphasized to his audiences that the Declaration of Independence was a more foundational document that could be used to reconstruct the offending clauses of the original Constitution. Indeed, it is precisely this "older" Ur-document and its reference to a natural right to overthrow tyrants that Corlett uses to challenge another well-known Bork position on limiting the right of protected free speech to include prohibitions against advocating abolition of the U.S. government or disobeying some of its laws.[2] Finally, third, Corlett notes that if originalists take seriously their claim that judges only heed the intentions of the framers at enactment, then little seems to be left of the idea of independent judicial review by later judges in dialogue with the framer-ratifiers. Bork, then, is asking for too much silence from judges and excessive deference to the framers. For Corlett, then, a reasonable legal hermeneutic must view any founders as just as fallible as later judges.

Chapter 2 builds on the previous critique of originalism with a defense of Ronald Dworkin's "integrity" or coherence theory of legal interpretation. Corlett first makes a plausible case that Justice Benjamin Cardozo's writings are an important predecessor to Dworkin's views.[3] Corlett then ably defends Dworkin's theory against J. L. Mackie's legal positivist stance and Andrew Altman's critical legal perspectives. At issue here is whether and how judges are justified in deciding whether new cases "fit" with "settled" precedents, implied principles and background theories of political morality. Corlett sees his task as filling out what is still missing in Dworkin's coherentist account, namely, determining when we are justified in counting something as already settled. Without such an account, Dworkin could easily be read as some sort of foundationalist and intuitionist about settled precedents. Such a view would then routinely privilege older precedents over newer ones. Corlett's friendly amendment for dealing with hard cases is first to make no law, new or old, beyond revision when measuring coherence. Second, if an older and a more recent law conflict on a hard case, "recently established laws take precedence . . . because a community is more directly bound to the rules which it itself adopts freely than those which it inherits from a previous generation."[4] By "adopting freely" Corlett also means adopting that law which, relative to its competitors, has greater, weightier reasons and "fit" given a larger political morality and its account of rights (a view he elsewhere calls a form of ethical realism).[5]

In Part II (Chapters 3 and 4), Corlett shifts his topic to the question of international law and justice. Chapter 3 provides helpful background, first, with a review of Kant's argument for cosmopolitan justice and H. L. A. Hart's skeptical arguments against such an idea. Second, Corlett builds on the classic work of Lon Fuller and proposes twelve requirements for a viable system of international law, with a particular eye to conflicts between an international tribunal and a nation-state. Chapter 4 then proceeds to recent discussions of global justice found in Rawls' The Law of Peoples (and its emphasis on sovereign peoples and states) and cosmopolitan liberalism (with its emphasis on sovereign individuals). While Corlett supports Rawls' theoretical inclusion of sovereign peoples in an otherwise liberal framework,[6] Corlett still faults both Rawls and cosmopolitan theorists for inadequate attention to issues of compensatory justice (especially reparations for Native Americans and African Americans).[7] Corlett's remedy is to provide the Rawlsian framework with a missing Principle of International Compensatory Justice. Whether or not one could counter successfully that Rawls' original first principle of justice already contains such compensatory considerations implicitly, Corlett's point is well taken against the almost exclusive concern today with distributive justice as a fair solution to problems like global poverty. Given the historical connections between much contemporary poverty and the racist, sexist and imperialist policies of many developed countries, re-distributive measures alone are insufficient. Corlett rightly asks the reader to consider addressing the victims of Nazi genocide with only a program to establish their post-war equality of opportunity in Europe with no talk of reparations (p. 113). Finally, Corlett concludes this chapter with a defense of Rawls' notion of "decent" but non-liberal peoples. According to Corlett arguments by some cosmopolitan liberals that such an idea is too tolerant of extreme inequalities in traditional societies have an undischarged burden of proof to provide, and not just assume, a nuanced theory of when traditional practices do and do not constrain citizens' choices to embrace those very practices. Corlett notes (following Feinberg) that embracing a practice is consistent with knowingly not exercising a right to exit that practice.

Part III focuses on the concept of rights as the bedrock of any theory of justice. Chapter 5 takes Allen Buchanan to task for arguing that the distinction between liberal and Marxist political theory is taking rights seriously.[8] On Buchanan's analysis, Marx thought that the "rights of Man" are only needed if there are classes whose interests clash; thus, a classless society would have no need for rights. Corlett, however, argues that Marx's silence about rights under communism does not entail that they were not necessary at all. In fact, Corlett argues that Marx could well be interpreted as advocating rights against capitalist exploitation and alienation and for meeting basic human needs in an egalitarian manner. Finally, Corlett cites an 1842 text where Marx clearly argues (before Mill) for freedom of expression and speech (p. 149). While Corlett's point against Buchanan is well taken, it should not be overstated. A third interpretive hypothesis is equally plausible: namely, that Marx's texts were silent and spotty about rights under communism because he never got around to thematizing them in a complete way. We should not, then, overstate Marx's own views either negatively or positively. Whether Marxism as a broad approach in political morality requires the concept of rights is a different point.

In Chapter 6 the reader gets to see the heart of Corlett's concerns, the issue of whether collectives of a decision-making type (e.g., CAIN, the Congress of American Indian Nations) may be said to have some collective rights. These rights would include the collective right to claim reparations and of secession from other individuals or collectives (e.g., the U.S. government). Corlett seeks to defend his view against both eliminativist and reductionist versions of moral rights individualism. On the latter views, the history of the Doctrine of Discovery and Manifest Destiny in the New World either just is, or reduces without remainder to, clashes between individuals who happen to be members or agents of groups. Crucial to Corlett's analysis (and rejection of such individualism) is his distinction between a mere "aggregate" of randomly assembled individuals and a "conglomerate". The latter is a group or collection whose members are bound together normatively by common concerns such that harm to one member of the group constitutes harm to each and every member of the group.[9] While someone might make a case that a single individual could "secede" from some collective (at the limit), that certainly is not the usual sense of the term. A right to secession, then, presupposes the idea of a collective right (even if that right is exercised by a subset or representative of the collective). Corlett then develops this idea by recognizing that his theory of collective rights will be plausible only if it is justified by some larger (non-utilitarian) political morality that can account for various things: conflicting rights claims, the legitimate place of individual rights, which collectives possess which rights and why, and the correlation between such rights and duties.

Chapter 7 returns to the problem of international justice and takes up the issue of justifying one country intervening in the affairs of another. Corlett's case study is the current U.S. involvement in Colombia's ongoing civil war and problem with drug cartels. Drawing on the work of Walzer and Rawls,[10] Corlett argues that (violent or non-violent) humanitarian aid and intervention are morally permissible only if, first, those intervening states are legitimate themselves (they have "clean hands") and, second, all the people who have an urgent need for help have voluntarily agreed to such help (as an exercise of their sovereignty). For Corlett, the U.S. has problems passing the first legitimacy condition because it has yet to atone for its treatment of African Americans and Native Americans (Corlett's Reparations Argument), and thus its motives will always be suspect. Whether in Colombia or against Nazi Germany, at best the U.S. now or then might be said to have a moral privilege to aid.

In the case of Colombia, it is further complicated by the fact that the U.S. has not done enough to shut down its own demand for cocaine products. The second condition is also problematic because it is unclear whether the Colombian government is representative of its citizenry given the deep civil strife. Yet, even if it were evident that most Colombian citizens support the fight against the Marxist guerrillas and drug cartels, there is still the problem of remediating the unjust treatment of the indigenous U'wa people by the Colombian government in its dealings with Occidental Petroleum over use of U'wa tribal lands. Thus, until the U.S. has compensated for its own record of injustices, its moral claim to be permitted to help is weaker than is usually admitted.

For Corlett, justice in this case will require at the very least that the U'wa people be allowed to secede from Colombia and that some other third party with cleaner hands and more credible motives be invited to intervene (e.g., the United Nations). To his credit, Corlett does consider the objection that his analysis rules out too quickly any aid given by a Bad Samaritan when purely Good Samaritans may not be realistically available.[11] Yet, while Corlett's demythologizing argument here is an important one and often overlooked, more will likely need to be said on this real-world issue. Moral agents, whether individual or collective, have complex narratives and often find themselves called upon to "multi-task" in different temporal dimensions. One such phenomenon is bringing virtues to bear on a new urgency while all along trying to make up for a longstanding vice. Think of the alcoholic parent with a yet to be discharged and shameful past, but who still tries to get his kids to school on time, care for aging parents, or help a neighbor fix a flat tire. In the end, political morality, too, must be more in the direction of sinners than saints.

In sum, without a doubt Corlett has lived up to Blanshard's recommendation that even if we philosophers are not always right in what we say, we do put all our cards on the table, debate our opponents fairly, and always write clearly enough to be found out. Corlett's book has all these intellectual virtues and more. It is to be particularly commended for its steadfast emphasis on overlooked issues of compensatory justice and marginalized peoples.


[1] Corlett in fact speaks more carefully in Chapter 2 (p. 61) when he says "we must accept whatever truths of the Constitution are able to survive the process of demythologization, opening it and ourselves to the future of mutable constitutional content for the sake of eliminating injustice."

[2] See Corlett, p. 23. Bork's classic statement of this position is his 1971 Indiana Law Journal article, "Neutral Principles and Some First Amendment Problems". Bork defends his "theoretical" exercise in his book, The Tempting of America: The Political Seduction of the Law (Macmillan/Free Press, 1990), pp. 333-336. However, see also the negative review of this book by Douglas Laycock in Ethics, Vol. 101, No. 3 (April 1991), pp. 661-663.

[3] Here his point is similar to Richard Posner's criticism of Dworkin in his Cardozo: A Study in Reputation (University of Chicago Press, 1993), p. 29.

[4] Pp. 58-59. Corlett qualifies this point in case the present day community has also freely adopted the older law. Corlett's emphasis on the autonomy of "We the People" now is a form of liberalism that contrasts with communitarian appeals to communities over time and their traditions. In this sense, Bork's originalism may be labeled a form of communitarianism. Corlett's liberalism, however, should also be seen as compatible with group or collective rights, as he makes clear in Chapter 6.

[5] See his reply to critics of his 2003 book, "Race, Racism, and Reparations", Journal of Social Philosophy, Vo. 36, No. 4 (Winter 2005), p. 573. Corlett's implicit epistemological model here would seem to derive from Keith Lehrer's form of ecumenical coherentism, given the references on p. 51 (note 84) and p. 53 (note 91).

[6] Here Corlett follows Bernard Boxill's defense of Rawls against Beitz by emphasizing the importance of the diversity of cultural goods that shape individuals' conceptions of their good. See Bernard Boxill, "Global Equality of Opportunity and National Integrity", Social Philosophy and Policy 5 (1987), pp. 143-168.

[7] Corlett and Boxill's argument is interestingly similar to Nozick's famous rejection of time-slice principles and use of historically sensitive ones. The crucial difference, though, is that Corlett's liberalism allows for group rights to compensation and not just for an individual's right.

[8] Allen Buchanan, Marx and Justice (Totowa, N.J.: Rowman & Littlefield, 1982).

[9] Here Corlett could well help himself to Charles Mills' concept of "constructionist realism". While races, ethnicities and peoples are not biological natural kinds, once they are "constructed" or brought into being in classification schemes they may be said to have certain causal powers (a standard candidate for what is real). See Mills' discussion of Corlett's 2003 book, "Reconceptualizing Race and Racism? A Critique of J. Angelo Corlett", Journal of Social Philosophy Vol. 36, No. 4 (Winter 2005), pp. 546-558.

[10] Michael Walzer, Just and Unjust Wars (New York: Basic Books, 2000); John Rawls, The Law of Peoples (Cambridge: Harvard University Press, 1999).

[11] Corlett acknowledges Richard Miller's article, "Respectable Oppressors, Hypocritical Liberators: Morality, Intervention, and Reality", in Deen Chatterlee and Don Scheid, eds., Ethics and Foreign Intervention (Cambridge: Cambridge University Press, 2003), pp. 215-250.

Sunday, August 30, 2009

NDPR Walter Sinnott-Armstrong, Morality Without God

Notre Dame Philosophical Reviews

2009-08-33 : View this Review Online : View Other NDPR Reviews

Walter Sinnott-Armstrong, Morality Without God, Oxford UP, 2009, 172pp., $24.95 (hbk), ISBN 9780195337631.

Reviewed by Mark C. Murphy, Georgetown University


 

Walter Sinnott-Armstrong's book is titled Morality Without God, one of those unpronounceable names, like Prince's symbol circa 1993. Would that it were simply unpronounceable and not deeply ambiguous. Does it mean that the idea of morality without God is foolishness, so let's strike out that "Without God", leaving us with the genuine article, Morality? No, that's not what it means. Sinnott-Armstrong tells us that the point of the title is that "the goal of this book is to show that there really is no question about morality without God. There is just plain morality" (p. xi). Which seems a strain.

The series that Sinnott-Armstrong edits and in which this book appears is called "Philosophy in Action" -- "Small Books About Big Ideas" -- and its aim is to address fundamental matters of human concern in an accessible but philosophically rigorous way. The big idea with which this small book deals is the relationship between morality and religion, and in particular the claim that morality has an essential dependence on religion. Sinnott-Armstrong settles on "modern evangelical Christianity" as the target religion (p. xv). I'm not sure by what criterion modern evangelical Christianity is distinguished from ordinary orthodox Christianity. This turns out to have some importance, because Sinnott-Armstrong feels free to include as part of his case against morality's dependence on God a variety of contentious readings of biblical texts, readings that one can reject without calling into question one's condition as an orthodox Christian.

Sinnott-Armstrong, in summarizing his position, puts his thesis forward boldly: there is no interesting positive relationship between God and morality (pp. xi-xii). After an opening chapter on the state of mutual distrust between theists and atheists, the remaining chapters consist of explorations of possible connections between God and morality. The second and third chapters are concerned with the relationship between morally admirable behavior and belief in God, whether at the individual (Chapter 2) or societal (Chapter 3) level. The fourth chapter lays out a nontheistic ethics, and the fifth criticizes theistic ethics as at best unhelpful and at worst absurd and morally repugnant. Chapter 6 discusses reasons to adhere to moral norms, arguing for the adequacy of nontheistic accounts of these issues, and the seventh tries to show that moral epistemology poses no greater mysteries for the nontheist than for the theist. The concluding chapter suggests directions for further dialogue between theists and atheists.

It is sometimes claimed that belief in God is necessary for, or a tremendous help to, proper moral behavior. (Here is, for example, John Locke: "Promises, covenants, and oaths, which are the bonds of human society, can have no hold upon an atheist. The taking away of God, though but even in thought, dissolves all" ["Letter Concerning Toleration", in John Horton and Susan Mendus, eds., John Locke's Letter On Toleration In Focus, Routledge, 1991, p. 33].) Sinnott-Armstrong presents arguments that this view is either mistaken or radically underjustified, whether it is taken either as a judgment about an individual's motivation to act morally or what one might call societal tendencies to act well or badly. The more persuasive of Sinnott-Armstrong's arguments here are empirical: if one expects that religious belief will be empirically correlated with morally good behavior, then what social science has revealed will be a disappointment, for the evidence is very mixed; in some cases religious belief seems to make no difference, and it may well be that there are certain sorts of misbehavior toward which nontheists have a stronger tendency and certain sorts toward which theists have a stronger tendency.

Sinnott-Armstrong also has arguments against the God-moral behavior connection that are not empirical. One might think that he would want to concede that if there is a God, then atheists will fail to act well morally with respect to those obligations that are owed to God or those that require action that presupposes belief in God. (He could just say that this is not a neutral basis for criticizing atheistic accounts of morality.) But Sinnott-Armstrong wants to go further than that; he wants to say that even if there are obligations to God, only theists can be subject to them. Why?

Consider, for example, the claim that everyone owes gratitude to God for creating and conserving him or her in existence. Sinnott-Armstrong's denial that atheists are under any such obligations turns on the claim that a lack of knowledge of the conditions of benefaction precludes the existence of the relevant obligation:

Suppose you are caught in a bad snowstorm on the top of a mountain. You survive only because you find a cave to stay warm in. Suppose that a benefactor dug that cave in the mountainside just so that you could stay in it if you ever got caught in a storm up there. If you know about this benefactor, then surely you owe great gratitude. However, if you do not believe (and have no reason to believe) that any benefactor carved out the cave for your benefit, there is nothing morally wrong with . . . refusing to express gratitude. That is parallel to the position of the atheist. Thus, if God does exist, then believers owe Him gratitude, but it is not immoral for atheists to refuse to worship, thank, or even recognize God (p. 17).

What is the argument here -- that if you innocently believe that the conditions that trigger a moral principle do not apply, then you do not act wrongly when failing to perform the action that the principle requires? That seems a mistake; we deal with such cases not by denying the wrongness of the act but by denying the culpability of the ignorant actor -- if the ignorance itself really was inculpable. Think again about Sinnott-Armstrong's own case. Suppose that you come to suspect that the cave was dug for your benefit by an unknown benefactor, and decide to investigate further. Can't this be aptly described as trying to find out whether and to whom you owe gratitude? On Sinnott-Armstrong's view, you can't sensibly be trying to find this out, because you come to owe gratitude only upon discovering that there is such a benefactor.

Putting to the side the cases in which right action takes God as an intentional object, the view that religious belief is crucial for moral behavior may well be an optional one for an orthodox Christian to hold. By contrast, the view that moral norms are somehow grounded in theistic facts is very plausibly part-and-parcel of orthodox Christian theism, if for no other reason than that it is plausibly part-and-parcel of orthodox Christian theism that every fact is somehow grounded in theistic facts. So Sinnott-Armstrong's aim is to sketch an account of moral norms that is entirely nontheistic, not dependent on theism for its correctness or warrant, and to show that the rival theistic view is inferior to it.

The nontheistic account (Chapter 4), which he calls "the" secularist's view (p. 54) but which is obviously just one secularist view among others, bottoms out in the notion of prudential value: the fundamental ideas are (1) that we should not cause harm to anyone without adequate reason (p. 57); and (2) what is adequate reason to harm is specified in an impartial way (pp. 62-65). Sinnott-Armstrong takes it that everyone will allow that it is wrong for him or her to be harmed without adequate reason. (We should note, though, that the fact that everyone will allow this does not explain anything, and here it is the explanation of this requirement, not its existence, that is at issue.) Given the inability to mark out what, from a moral point of view, makes someone special, the prohibition on insufficiently justified harm inflicted by anyone on anyone else should hold generally. I do not want to make too much of a fuss about this picture, except to note that he needs to do a little more to show that this really is a view that does not require theism for its ultimate intelligibility. For example, Sinnott-Armstrong isn't very clear on what he has in mind by harm (pain, disability, death, discomfort, subordination, humiliation, violation of "dignity" or "rights," and the risk of any of the above are all classified as harms). Given that Sinnott-Armstrong rejects mere hedonistic or desire-fulfillment views of harm, it remains open for the theistic critic to argue that objectivist accounts of well-being make no sense without something like an account of welfare as proper functioning, which may very well be unavailable absent some theistic account (see, for example, Alvin Plantinga, Warrant and Proper Function, Oxford UP, 1993, pp. 199-215). Again, for example: given that Sinnott-Armstrong is a bit vague about who it is that merits moral concern and why (p. 74), it remains open for the theistic critic to argue that getting the right answer about who are appropriate objects of moral concern will require an appeal to God's love for all beings made in God's image (see, for example, Nicholas Wolterstorff, Justice: Rights and Wrongs, Princeton UP, 2008).

Sinnott-Armstrong turns his attention then to a theistic ethics alternative, asking whether theistic ethics can succeed better in capturing the basis of moral requirements. The first thing to note here is that Sinnott-Armstrong's focus is entirely on divine command theory. There is slim justification for this. He had already put a natural law approach to the side, taking it to be more in line with his own secular view (p. xiv). But there are other clearly theocentric views out there, for example, those of the 'What Would Jesus Do?' variety, some of the central motivations of which have been captured theoretically in Linda Zagzebski's work (Divine Motivation Theory, Cambridge UP, 2004). The precise sort of divine command theory to be considered Sinnott-Armstrong does not bother thinking through; he immediately settles on the sort of divine command theory defended by Robert Adams (Finite and Infinite Goods, Oxford UP, 1999), in which moral requirements just are divine commands.

Clearly Adams's divine command theory must be Sinnott-Armstrong's stalking horse here; it is the state-of-the-art divine command theory, and the basic description that Sinnott-Armstrong gives of the view that he is criticizing fits Adams's picture. So one would think that Sinnott-Armstrong would want to be pretty careful about the basic distinctions that Adams offers and the central arguments that he makes in defending that standpoint. Here I have in mind at least the following: (1) Adams's insistence that goodness, as contrasted with rightness, should be characterized in a way that is theistic but nonvoluntaristic -- one in which God is the Good, and goodness is Godlikeness; (2) Adams's recognition that God's being essentially good is necessary for the plausibility of divine command theory; and (3) his appeal -- along the same lines that, say, Stephen Darwall has followed (Second-Person Standpoint, Harvard UP, 2006, pp. 13-14) -- to obligation as essentially social in arguing for divine command theory as a theory of what moral rightness is. These matters, however, are ignored or lightly passed over in Sinnott-Armstrong's treatment, much to its detriment.

Here is one example. In thinking through the divine command view, Sinnott-Armstrong repeats the standard charge that actions have no moral status whatever until so conferred by a divine command. Of course, this is not entailed by the view that Sinnott-Armstrong is criticizing; all that is entailed by that view is that no action is morally required or forbidden unless the object of a divine command. It is consistent with Adams's view -- and Adams affirms it -- that actions can be good or bad in various ways independently of being divinely commanded. For the most part, Sinnott-Armstrong ignores that point. He does, however, acknowledge its relevance briefly:

Wrongness is, admittedly, distinct from badness. Nonetheless, this response falls flat. [A] Because rape is so bad in a moral way, it would be bad for God to command us to rape. [B] It would also be bad for Him not to command us not to rape. [C] The badness of rape, thus, puts moral constraints on God's commands. [D] But then it seems that we would not have any moral duty to obey such bad commands, even if God issued those bad commands. [E] It also seems that we would have a moral duty to do what He should have commanded even if He did not actually command it (p. 104).

Adams would, I think, be happy to affirm [A] and [B], and even [C] so long as we do not confusedly read "constraint" in any deontic sense. [D] is hard to evaluate, given the counterpossible character of God's issuing bad commands; nevertheless the basic idea is accepted by Adams -- part of what makes God a legitimate authority is that the commands God gives are good. But [E] manifestly does not follow from any of this. At any rate, Sinnott-Armstrong's recognition of the relevance of the distinction between badness and wrongness is only at the surface; he immediately returns to producing arguments that require there to be no relevant distinction between them, as in the following bit:

If we knew that God is all-good, but we did not know that rape is bad, then we would not know whether or not God could command rape. In order to get from the premise that God is all-good to the conclusion that God could never command us to rape, we need to assume that rape is bad and wrong. That suppressed premise required an independent standard that makes rape bad and wrong. Divine command theorists cannot assume such a standard, because the whole point of divine command theory is to deny any such independent standard of moral wrongness. Hence, they cannot appeal to the wrongness of rape in order to show that God could never command rape (pp. 105-106).

The slide from badness to wrongness is obvious and vitiates the argument.

Here is another example of ignoring Adams's central arguments for his position. Sinnott-Armstrong's argument that moral wrongness makes perfect sense without any commanding authority proceeds by ignoring Adams's arguments on the social character of obligation:

It is not clear why an authority is supposed to be necessary for moral wrongness. After all, there is something logically wrong about contradicting yourself. There is something epistemically wrong about believing in life on Mars for no reason at all. And there is something rationally wrong about causing oneself severe pain for no reason. . . . No specific person or God issues these laws of logic, epistemology, or rationality. Thus, there seem to be several kinds of wrongness that do not depend on any specific lawgiver (pp. 97-98).

But to concede that there is a way in which one can go wrong with respect to some domain is not to explain how moral wronging is possible. Adams's central argument for his divine command account is that obligation has a social character, so that as a conceptual matter obligation is tied to demands made by one party on another and the violations of which constitute a rupture in the social bonds between the parties. If there is no God, Adams concedes, then we would have to identify moral obligation with something else -- perhaps Sinnott-Armstrong's secularist morality, perhaps Darwall's implicit commands of some hazy moral community (Darwall, p. 292) -- but nothing would satisfy the role set by the concept of moral obligation like that of the divinely commanded.

Sinnott-Armstrong also charges the divine command view with failing to respect the objectivity of morality. While conceding that on the divine command view morality is objective in the weak sense that an action's being morally wrong does not depend on any human's having some belief about that action's moral status, it "is not objective in the stronger sense that whether an act is morally wrong does not depend on whether anyone thinks that it is morally wrong" (p. 76). Well, of course, if the divine command view is correct, then an action is morally wrong if and only if God believes that it is morally wrong, but only because, for any p, p if and only if God believes that p. If Sinnott-Armstrong's claim is that the divine command view makes the moral wrongness of an action depend in some stronger sense on God's believing that the action is morally wrong, that is just an error. What an action's moral wrongness depends on, on this view, is whether God gave a command forbidding that action. Of course, for one to give a sincere command that another perform some action requires one to have certain beliefs (e.g. that the action is possibly performed), but it is no objection to the objectivity of morality on the divine command view that the obtaining of certain deontic states of affairs depends on some persons' having some beliefs or other.

Chapter 6 is concerned with whether theistic ethics has an advantage over nontheistic ethics with respect to the question "Why be moral?" Sinnott-Armstrong interprets the "Why be moral?" question as a pretty modest query about whether, when it is morally required that one perform some action, there is a normative reason to perform that action. There being some reason to perform some action, on Sinnott-Armstrong's gloss, means that it is not sheerly irrational, that is, "not crazy" to do it (p. 117). He argues that since what his secularist ethic rules out is the doing of harm, and one has reason not to cause harm to others just insofar as those are harms to others, the "Why be moral?" question is easily successfully answered by the nontheistic ethicist. That the same explanation he gives for why the would-be rapist has reason to act morally can be offered for why a would-be rapist has reason to commit the rape does not seem to strike Sinnott-Armstrong as problematic; of course it isn't problematic given the weak understanding of the "Why be moral?" question and what would count as a successful solution to it. It would be helpful if Sinnott-Armstrong had named an opponent here who thought that this was the real challenge for the nontheistic ethicist. The worry is not characteristically expressed by theistic ethicists in terms of whether there is any reason to do what is morally right in the absence of God; the worry is characteristically expressed in terms of whether there could be overriding, or decisive, reason to do what is all-things-considered morally required. It is not as if theistic ethicists are the only ones who have felt this tension. Look at Sidgwick's dualism of practical reason (Methods of Ethics, 7th ed., Hackett, 1981, pp. 507-509): the worry is that there are different kinds of reason that can pull in different directions, and it is not obvious that there is any practical error in choosing against a more impartial point of view by going with the more partial point of view. Again, as Sidgwick acknowledged, this tension could be met if there were a being who ensured that the practical viewpoints would not point in different directions (Sidgwick, pp. 506). All of this seems to count for Sinnott-Armstrong as a nonissue.

On the "Why be moral?" question, Sinnott-Armstrong criticizes the theistic view for making it all about the carrot and stick of heaven and hell (p. 119). This seems, to put it mildly, a caricature. There are lots of theistically-based reasons that could explain the general and very strong reason to do what is morally right: that if there is a God, then friendship with God would be the greatest possible human good, and friendship involves doing the will of the friend; or if there is a God, then that being bears practical authority, and that being's say-so will provide a protected reason specifying how one is to act with respect to the various first-order goods and evils in light of which one needs to decide what to do. Even if we stick to the straight rewards-and-punishments answer, these need not be appealed to as the justification for taking morally right action as one's goal; rather, these function as assurances that acting rightly will not be to one's ultimate and irredeemable disadvantage. (One might note that the particular sorts of rewards and punishments to which Christians often make reference -- heaven and hell -- seem a bit overkill for that philosophical job, but of course the retort is that heaven and hell are not posited by Christians as the minimum necessary postmortem conditions to solve some philosophical problem about morality.) Sinnott-Armstrong also suggests that, in any event, any divine command view that appeals to God's holding people responsible for acting wrongly in order to explain their reasons to act rightly must founder on the fact that God would not hold people responsible for meeting standards that they do not know about, and on the divine command view nonbelievers have no way of knowing what is right or wrong if they do not believe that there is a God to issue commands (p. 122). Again, the argument obviously fails. Do we suppose that Moses could not know that the water of the Red Sea was parting, because water is H2O, and Moses did not know that the H2O of the Red Sea was parting?

The seventh chapter concerns moral epistemology. Again, Sinnott-Armstrong begins by describing a standard fully secular account of how moral knowledge can be gained, one that emphasizes eliminating distorting influences, ensuring compatibility with nonmoral beliefs, checking one's judgments against those of other serious inquirers, and so forth (pp. 130-134). Now, one might think: surely the theistic ethicist -- at least the Christian theistic ethicist who is Sinnott-Armstrong's principal target -- can take account of all of those sources of moral justification, and more; he or she can also appeal to Scripture and tradition. So surely the religious ethicist and Sinnott-Armstrong should be able to agree that if these properly religious sources of moral judgment are reliable and have some independence from these other sources of moral judgment, then the religious ethicist has some advantage over the secular ethicist; these are additional sources of insight by which one's moral judgment can be disciplined. The theistic ethicist and Sinnott-Armstrong can then amicably part ways over the reliability of these religious sources. Strangely, Sinnott-Armstrong does not seem to see it this way. He seems to think that theistic ethicists, in order to present a distinctive view, would have to exclude these other sources of moral insight, focusing on only the properly religious ones. (Thus he seems to think that the theistic ethicist should be troubled by the fact that reading religious texts, thinking through tradition, and so forth, is best done by engaging in the sort of distorting-influence-avoiding, communally-disciplined process aiming at reflective equilibrium that he advocates for the secular ethicist [p. 138].) Further, he seems to hold these religious sources to an incredibly high standard -- unless they are perfectly accurate and complete with respect to what God commanded, one cannot place any reliance upon them (p. 136). Again, to see what some actual theistic ethicist has to say it is useful to turn to Adams's discussion of doxastic practices in Finite and Infinite Goods (Adams, pp. 353-388).

The concluding chapter is a plea for theists and atheists to listen more carefully to one another, to understand better the merits of their theoretical standpoints and distinctive benefits of the forms of life that they inhabit. With this we should all agree, and hope that in dealing with our theistic or atheistic intellectual opponents we do a better job representing their views in their strongest possible formulations.

Thursday, August 27, 2009

NDPR Mark Schroeder, Being For: Evaluating the Semantic Program of Expressivism

Notre Dame Philosophical Reviews

2009-08-32 : View this Review Online : View Other NDPR Reviews

Mark Schroeder, Being For: Evaluating the Semantic Program of Expressivism, Oxford UP, 2008, 197pp., $55.00 (hbk), ISBN 9780199534654.

Reviewed by Robert Mabrito, North Carolina State University


 

Mark Schroeder's Being For assesses the prospects for expressivism. As Schroeder understands it, expressivism is characterized by two claims: "(1) the meaning of a sentence is the mental state that it expresses, and (2) some sentences express beliefs, but other sentences express noncognitive attitudes which are not beliefs" (p. 177). In addition to describing the relevant noncognitive attitudes in some detail and explaining why moral sentences express them rather than beliefs, expressivists about morality have an obligation to provide a semantic theory that allows a moral sentence to express the noncognitive attitude in question. Schroeder is primarily concerned with providing such a semantic theory. What he offers in this regard is quite impressive and makes Being For required reading for anyone with an interest in metaethics. Schroeder presents in remarkable detail a semantics for expressivism that overcomes a host of standard objections. However, Schroeder is not an expressivist. He argues that his account appears to be the only plausible one. Since it faces serious problems, Schroeder concludes that the prospects for expressivism are bleak.

Overview of the book

Schroeder believes formulating a semantic theory for an expressivist account of morality requires:

1. providing an account of what it is to express a mental state;

2. providing an account -- compatible with our intuitions concerning consistency -- of what mental states are expressed not just by atomic moral sentences but by any sentence containing only moral predicates;

3. extending the account in (2) to include non-moral predicates.

Schroeder offers a way for expressivists to accomplish the first task in Part I of the book. He addresses the second task in Part II and the third task in Part III. Schroeder is able to provide an expressivist semantics for a language having the resources of the predicate calculus and containing both moral and non-moral predicates. In Part IV, Schroeder applies his version of expressivism to areas of discourse other than moral discourse. He considers (briefly) an expressivist account of indicative conditionals and (in more detail) of truth discourse. Finally, due to the difficulty of extending his semantics to certain natural language constructions, Schroeder concludes that one ought "to wonder whether the benefits of expressivism are worth the costs" (p. 178). Since there is far too much of interest in the book to discuss it all, I will restrict my attention to sketching Schroeder's way of accomplishing the second and third tasks and conclude by assessing whether his pessimistic view of expressivism's prospects is justified.

Schroeder on the second task

As does Schroeder, let us assume that according to expressivism

(W) Stealing is wrong.

expresses disapproval of stealing. As Schroeder notes, a challenge for expressivists seeking to accomplish the second task is specifying the mental state expressed by

(~W) Stealing is not wrong.

and explaining why it is inconsistent with the one expressed by (W). Schroeder observes that some attitudes are what he calls inconsistency-transmitting, where attitude A is inconsistency-transmitting if and only if "two instances of A are inconsistent just in case their contents are inconsistent" (p. 43). He calls the inconsistency that results from having an inconsistency-transmitting attitude toward inconsistent contents A-type inconsistency (p. 48). Schroeder believes expressivists may assume there are inconsistency-transmitting attitudes other than the obvious example of belief; intention provides a plausible, if not uncontroversial, example (pp. 42-44). Thus, expressivists can explain the inconsistency of the attitudes expressed by (W) and (~W) as an instance of A-type inconsistency if they assume disapproval is an inconsistency-transmitting attitude and stipulate that (~W) expresses disapproval of not stealing (p. 44).

However, drawing on work by Nicholas Unwin (1999; 2001), Schroeder argues that this route is a dead end (pp. 44-49). The problem is distinguishing the mental states expressed by (W) and (~W) from that expressed by

(W~) Not stealing is wrong.

If (W) expresses disapproval of stealing, then consistency demands that (W~) expresses disapproval of not stealing, which apparently leaves nothing for (~W) to express. Indeed, Schroeder argues expressivists cannot plausibly treat (~W) as expressing disapproval of anything (p. 46).

One popular alternative view is that (~W) expresses a different kind of attitude toward stealing than (W). For example, if (W) and (W~) express disapproval while (~W) expresses toleration, then the three sentences express distinct states. However, Schroeder notes that the inconsistency between disapproval of stealing and toleration of it is not A-type inconsistency. Schroeder refers to the purported inconsistency between disapproval of stealing and toleration of stealing -- inconsistency between two different attitudes toward the same content -- as B-type inconsistency (p. 48). Schroeder is unhappy with appeals to B-type inconsistency, and he objects to recent versions of expressivism because they make such appeals (pp. 49-55).

Schroeder sees two major problems with appealing to B-type inconsistency. The first problem is that it is unclear both what B-type inconsistency is and if it even exists (p. 48). Now Schroeder thinks there is no satisfactory explanation of A-type inconsistency (p. 48 note 5). Nevertheless he believes there are obvious examples of it -- in the case of belief, for example -- so everyone must accept there is such a thing even without a precise account of it. This is not true of B-type inconsistency. The second problem is the difficulty of extending a B-type inconsistency approach to constructions other than the negations of atomic sentences (pp. 48-54). Schroeder notes that doing so requires treating every complex moral sentence as expressing a mental state that is B-type inconsistent with the mental states expressed by those sentences with which it is intuitively inconsistent. Schroeder objects that instead of providing a constructive account of these mental states that explains why this is so -- which appears to be difficult if not impossible -- expressivists simply assume such mental states exist. Thus, expressivists face a dilemma. Appealing to A-type inconsistency erases the difference between (~W) and (W~) while appealing to B-type inconsistency is objectionably mysterious and leaves too much unexplained.

Schroeder believes there is a way out of this dilemma. To illustrate it he imagines treating the descriptive predicate 'green' in the standard way expressivists treat a moral predicate, i.e., as not contributing anything to the contents of the attitudes expressed by atomic sentences in which it appears but only as specifying the type of attitude (p. 56). On this view, an atomic sentence containing 'green' expresses the attitude of believing-green toward its subject. So

(G) Grass is green.

expresses the attitude of believing-green towards grass -- or BG(grass). The problem arises of specifying the attitude expressed by

(~G) Grass is not green.

Presumably, it is not BG(non-grass). Schroeder imagines that (~G) expresses "a distinct and also unanalyzable attitude, which we might call the believes-not-green attitude" (p. 57). Say that (~G) expresses BNG(grass). The inconsistency between BG(grass) and BNG(grass) is the mysterious B-type inconsistency.

Of course, as Schroeder notes, we avoid appeals to B-type inconsistency in the case of 'green' because we believe that it helps to determine the contents of the attitudes expressed by sentences in which it occurs (p. 57). So (G) expresses the belief with the content that grass is green -- or BF(g) -- while (~G) expresses the belief that grass is not green -- or BF(¬g). The inconsistency between BF(g) and BF(¬g) is A-type inconsistency. Schroeder believes that expressivists must mimic this approach by abandoning the assumption that moral predicates do not contribute anything to the contents of the attitudes expressed by moral sentences (p. 57). According to Schroeder's account, an atomic moral sentence such as 'a is M' expresses the mental state of being for bearing some relation R to a or FOR(Ra), where being for is a noncognitive attitude and each moral predicate M specifies a different relation (p. 58). In Chapters 5 and 6, Schroeder details a semantics according to which the mental state expressed by a complex moral sentence is a state of being for whose content is a function of the contents of the mental states expressed by that sentence's components. For example, if sentence SX express FOR(X) and SY expresses FOR(Y), then the negation of SX expresses FOR(¬X) while the disjunction of SX and SY expresses FOR(XY) (p. 66).

This semantics assigns a distinct mental state to each of (W), (~W), and (W~). For, assuming along with Schroeder that the relation blaming for is associated with 'wrong', we have (p. 59):

Sentence

Mental State Expressed

(W) Stealing is wrong.

FOR(blaming for stealing)

(~W) Stealing is not wrong.

FOR(not blaming for stealing)

(W~) Not stealing is wrong.

FOR(blaming for not stealing)

In general, Schroeder's semantics allows him to specify the mental state expressed by any complex moral sentence. For example, a disjunction such as:

(SW) Stealing is wrong or murder is wrong.

expresses FOR(blaming for stealing or blaming for murder).[1] Furthermore, making the assumption that being for is an inconsistency-transmitting attitude allows Schroeder to explain -- in terms of A-type inconsistency -- for any moral sentence S why the mental state his semantics says is expressed by S is inconsistent with the mental states it says are expressed by those sentences intuitively inconsistent with S (pp. 67-71). For example, if being for is inconsistency-transmitting, then the mental states expressed by (W) and (~W) are A-type inconsistent as are the mental state expressed by (SW) and those expressed by the negations of its disjuncts. In both cases, the contents of the relevant states of being for are inconsistent. By the end of Part II, Schroeder has shown that by using this approach one can, while respecting our intuitions concerning consistency, provide an expressivist semantics for a language which contains only moral predicates and which has the resources of the predicate calculus.

B-Type inconsistency reconsidered

Before discussing Schroeder's approach to the third task, I want to question whether appeals to B-type inconsistency are a dead end as Schroeder believes they are. I do not believe that B-type inconsistency is more mysterious than A-type inconsistency because it is likely that an explanation of A-type inconsistency will also explain B-type inconsistency. Explaining the A-type inconsistency of beliefs requires explaining what is defective about possessing beliefs with inconsistent contents. Whatever that defect is, it is likely that two different types of attitudes, such as believing-green and believing-not-green, could exhibit that defect when held toward the same content. The thought is that some of the work done in the explanation of A-type inconsistency by appealing to the content of the attitudes in question can be done in the explanation of B-type inconsistency by appealing to the nature of the attitudes.

To illustrate this point consider the following explanation of A-type inconsistency. (I am not endorsing it, but simply using it as an example of how to derive an explanation of B-type inconsistency from an explanation of A-type inconsistency.) David Velleman once proposed understanding belief as "the attitude of accepting a proposition with the aim of thereby accepting a truth" (2000 p. 252).[2] We can explain the A-type inconsistency between BF(g) and BF(¬g) if in addition to Velleman's proposal we assume:

(I) A set of attitudes is inconsistent just in case the aims associated with those attitudes are not mutually realizable.

To have the attitude BF(g) is to accept g with the aim of thereby accepting a truth while to have the attitude BF(¬g) is to accept ¬g with this same aim. Since these aims are not mutually realizable, BF(g) and BF(¬g) are inconsistent according to (I). Of course, more needs to be said to explain and defend this account, but this is at least a sketch of one possible explanation.

Given a certain account of the attitudes of believing-green and believing-not-green, this explanation may be extended to the B-type inconsistency between BG(grass) and BNG(grass). Say that to have the attitude BG(grass) is to regard grass with the aim of thereby regarding something green while to have the attitude BNG(grass) is to regard grass with the aim of thereby regarding something non-green. Since these aims are not mutually realizable, BG(grass) and BNG(grass) are inconsistent according to (I). The explanation of the A-type inconsistency between BF(g) and BF(¬g) naturally extends to the B-type inconsistency between BG(grass) and BNG(grass). We have simply transferred the negation from the content of the attitude to the description of the aim associated with the attitude, but in either case the result is the same: the aims in question are not mutually realizable because nothing can be both green and non-green. Of course, believing-green and believing-not-green are no longer treated as unanalyzable attitudes, but any explanation of either type of inconsistency between attitudes must appeal to some substantive account of the attitudes in question. My point here is that expressivists can justifiably hope that the correct explanation of A-type inconsistency also allows for B-type inconsistency. If so, it is at least possible that expressivists can explain the inconsistency between disapproval and toleration as an instance of B-type inconsistency.

Schroeder might argue that, in the absence of such further explanation, expressivists are on stronger ground assuming disapproval or being for is an inconsistency-transmitting attitude than they are assuming that disapproval and toleration are B-type inconsistent. But is this true? Expressivists can reasonably assume that there is a problem with, say, disapproving of stealing while also disapproving of not stealing. Likewise, expressivists can reasonably assume that there is a problem with disapproving of stealing while also tolerating it. However, determining whether either problem is similar enough to the problem with having inconsistent beliefs to warrant being classified as an instance of inconsistency requires appealing to an account of inconsistency as well as to accounts of the relevant attitudes. Schroeder is justified in criticizing expressivists who assume disapproval and toleration are B-type inconsistent for failing to provide these accounts. But those who assume that disapproval or being for is an inconsistency-transmitting attitude have just as much of an obligation to vindicate that assumption by providing the appropriate accounts of inconsistency and of the attitude in question.

What of the greater difficulty in explaining the logical properties of attitudes expressed by complex sentences expressivists who appeal to B-type inconsistency have compared to expressivists who only appeal to A-type inconsistency? This difficulty may not be that great. First, it is not clear -- at least to me -- that simply defining mental states in terms of their logical properties is as problematic as Schroeder believes. Even assuming that doing so is worrisome, there is reason to think that expressivists who appeal to B-type inconsistency can -- just as Schroeder does -- give a constructive account of the mental states expressed by complex sentences that does explain their logical properties. The thought is that instead of the mental state expressed by a complex sentence being a state whose content is a function of the content of the mental states expressed by the component sentences -- as on Schroeder's account -- it is a state whose nature is a function of the nature of the mental states expressed by the component sentences.

Once again, an example will illustrate this point. Taking the above treatment of BG(grass) and BNG(grass) as a model, expressivists who accept account (I) of inconsistency could offer the following treatment of negations and disjunctions: if sentence SX expresses the state of regarding x with aim AX and SY expresses the state of regarding y with aim AY, then the negation of SX expresses the state of regarding x with the aim of not realizing aim AX while the disjunction of SX and SY expresses the state of regarding x and regarding y with the aim of realizing at least one of AX or AY. If expressivists take disapproving of x to be regarding it with aim Ax, then (W) expresses the state of regarding stealing with aim As. (W~) expresses the state of regarding not stealing with aim Anots while (~W) expresses the state of regarding stealing with the aim of not realizing As, which is what toleration of stealing is on this view. Furthermore, (SW) expresses the mental state of regarding stealing and regarding murder with the aim of realizing at least one of As or Am. According to (I) the mental states expressed by (W) and (~W) are B-type inconsistent as are the mental state expressed by (SW) and those expressed by the negations of its components. For, in either case, the relevant aims are not mutually realizable.

Of course, whether expressivists can plausibly work out the details of such an approach remains to be seen. Doing so requires, among other things, a plausible specification of the aims at issue. One possibility, which draws on Schroeder's account, is that (W) expresses the state of regarding stealing with the aim of thereby bringing about blaming for stealing. My aim in regarding stealing is to produce by doing so a particular outcome -- i.e., blaming for stealing. Similarly, in the case of BF(g), my aim in accepting g is to produce by doing so a particular outcome -- i.e., accepting a truth. In the end neither this approach nor any other in terms of B-type inconsistency may work, but appealing to B-type inconsistency appears to me to be a more viable option for expressivists than Schroeder believes it to be.

Schroeder on the third task

Instead of pursuing a B-type inconsistency approach to the second task, let us return to Schroeder's way of proceeding. Schroeder argues that expressivists who adopt his approach must treat all sentences as expressing the noncognitive attitude of being for (pp. 89-92). One of Schroeder's reasons for believing this can be seen by considering the sentences in what I will call the Mixed Set:

(~W) Stealing is not wrong.

(~B) The sky is not blue.

(WB) Stealing is wrong or the sky is blue.

As Schroeder recognizes, explaining the inconsistency of the three sentences in the Mixed Set in terms of A-type inconsistency requires that the purely descriptive sentence (~B) and the hybrid sentence (WB) also express the noncognitive attitude of being for (p. 91). For only if this is so can we see the three sentences as expressing three instances of a single inconsistency-transmitting attitude toward inconsistent contents. Schroeder realizes that some might think that a commitment to treating descriptive sentences as expressing the same noncognitive attitude as moral sentences by itself dooms expressivism (p. 92). Nevertheless, in Part III, he presses on to see how far expressivists can go.

Unfortunately, expressivists immediately encounter trouble. According to Schroeder, expressivists are committed to what he calls mentalism, "the view that descriptive language gets its content from the contents of corresponding mental states -- beliefs" (p. 24). The most straightforward and natural story of how a descriptive sentence gets its content according to mentalism is that its content is given by the propositional content of the belief it expresses. However, Schroeder argues that his expressivist semantics from Part II is not compatible with such a story (pp. 95-97).

This incompatibility arises because, as we have just seen, expressivists are committed to holding that descriptive sentences express the noncognitive attitude of being for. Thus, if descriptive sentences express beliefs, then beliefs are states of being for. Schroeder first proposes understanding believing that p as being for proceeding as if p or FOR(pai p), where to proceed as if p is to take p as settled in practical deliberation (pp. 93-95). On this analysis, to believe a proposition is to bear the relation of being for proceeding as if to it. Schroeder's expressivist semantics is compatible with atomic descriptive sentences expressing beliefs so understood. The semantics allows, for example, expressivists to stipulate that

(B) The sky is blue.

expresses the mental state of being for proceeding as if the sky is blue or FOR(pai b), which is the belief that the sky is blue according to Schroeder's analysis. Unfortunately, Schroeder argues a problem occurs with complex sentences (pp. 95-97). If (B) expresses FOR(pai b) then its negation or

(~B) The sky is not blue.

does not express FOR(pai¬b), which is the belief that the sky is not blue according to Schroeder's analysis. For, according to Schroeder's expressivist semantics, the mental state expressed by (~B) is a function of the one expressed by (B). In particular, if (B) expresses FOR(pai b), then (~B) expresses FOR(¬pai b). Nevertheless, according to Schroeder's analysis of belief, FOR(¬pai b) is not a belief; to be in the mental state FOR(¬pai b ) is to bear the relation of not being for proceeding as if to a proposition and not the relation of being for proceeding as if. In addition, the propositional content of this non-belief FOR(¬pai b) is b, which does not correctly specify the content of the sentence (~B).

As Schroeder notes, one cannot avoid these problems by claiming that ¬pai b is equivalent to pai ¬b since not proceeding as if b clearly differs from proceeding as if ¬b (p. 96). Nor does Schroeder believe that replacing the proceeding as if relation with some other relation R will help matters since it is unlikely that there is any plausible candidate for R for which ¬R p is equivalent to R ¬p (p. 97). Thus, if an atomic descriptive sentence expresses a belief whose propositional content gives its content, then its negation does not. Schroeder concludes that his semantics does not allow expressivists to say that the content of an arbitrary descriptive sentence is given by the propositional content of the belief -- or other mental state -- it expresses.

Fortunately for expressivists, Schroeder offers them some alternative methods for assigning the correct content to descriptive sentences. In Chapter 8, he develops a variation of the semantic theory from Part II, a variation which he calls biforcated attitude semantics. According to it, the mental states sentences express consist of pairs of states of being for in which one member of the pair -- the major -- commits to the other -- the minor.[3] Unfortunately, even given biforcated attitude semantics and an analysis of belief as a biforcated attitude, it remains true that complex sentences do not express beliefs whose propositional content correctly specifies their content (p. 122). However, in Chapters 9 and 10, Schroeder describes two methods of assigning the correct content to a descriptive sentence neither of which requires that the sentence expresses a belief whose propositional content gives that sentence's content. Both methods do require adopting biforcated attitude semantics, analyzing belief as a biforcated attitude, and defending a variety of assumptions about the relation of proceeding as if. The details are too complex to review here, but by the end of Part III Schroeder has provided an expressivist semantics for a language with moral and non-moral predicates as well as the resources of the predicate calculus, and he has shown both that this semantics is compatible with our intuitions concerning consistency and that it allows for the correct assignment of content to descriptive sentences, provided one is willing to accept numerous assumptions of various degrees of plausibility.

Schroeder's assessment of expressivism

This is an impressive achievement which gives expressivists grounds for optimism. Unfortunately for expressivists, their luck runs out in Chapter 12. Here Schroeder argues that biforcated attitude semantics cannot be plausibly extended to other aspects of natural language, such as tense and modals. One problem with tense and modals is that the assumptions required to assign the correct content to descriptive sentences in which these constructions occur are clearly unacceptable (pp. 169-172). However, in Schroeder's view, the greatest difficulty for expressivists is extending biforcated attitude semantics to the quantifier 'most' (p. 186). Recall that to express a biforcated attitude a sentence must express a pair of attitudes one of which commits to the other. Schroeder argues that in the case of 'most' none of the pairs of attitudes which are potential candidates for the mental state expressed by a sentence in which 'most' has widest scope is such that one member of the pair commits to the other. Thus, none of the potential candidates is actually a biforcated attitude (pp. 172-176).

Schroeder argues that these problems do not just show that the version of expressivism he develops is untenable but that expressivism in general is in trouble (pp. 177-179). For when expressivists develop their theory they will have little choice but to do so roughly in the way he does (pp. 164-169). Any adequate account of inconsistency must proceed solely in terms of A-type inconsistency, but major problems arise if one extends an A-type inconsistency account to a language including both moral predicates and descriptive predicates. Doing so requires seeing all sentences as expressing a single type of noncognitive attitude, which in turn makes necessary a noncognitive analysis of belief and the move to the complexity of biforcated attitude semantics in order to assign the correct content to descriptive sentences. Extending biforcated attitude semantics to natural language constructions such as tense, modals, or 'most', however, is either wildly implausible or even impossible.

If it is true that Schroeder's version of expressivism is the only plausible one, then these problems justify his bleak assessment that "expressivism should not inspire our confidence" (p. 176). Expressivists must hope that it is possible to part company with Schroeder when developing the details of the theory. As I discussed above, appealing to B-type inconsistency is one possible way for expressivists to do so. If such an approach is successful, then expressivists can hopefully avoid treating descriptive sentences as expressing the same noncognitive attitude as moral sentences and, thus, avoid the worrisome problems that come along with doing so.

An example will illustrate how expressivists might proceed. Accepting the B-type inconsistency approach sketched earlier yields the following analysis of the Mixed Set:

Sentence

Attitude Expressed

(~W)

regarding stealing with the aim of not thereby bringing about blaming for stealing

(~B)

accepting b with the aim of not thereby accepting a truth[4]

(WB)

accepting b and regarding stealing with the aim of either thereby accepting a truth or thereby bringing about blaming for stealing

This approach allows expressivists to explain the inconsistency of the Mixed Set -- the relevant aims are not mutually realizable -- while treating (~B) and (~W) as expressing different types of mental states. For the states expressed by (~B) and (~W) involve different sub-attitudes -- accepting versus regarding -- as well as different types of aims. In both cases the aim is to not produce a certain outcome via the sub-attitude in question, but in the case of (~B) the relevant outcome involves possessing the sub-attitude at issue -- i.e., accepting b -- only in certain conditions while in the case of (~W) it involves blaming for stealing and not the sub-attitude of regarding stealing. Furthermore, it is plausible to see the aim associated with (~B) as establishing in some sense a standard of correctness for the sub-attitude in question: it is correct to possess that sub-attitude iff ¬b.[5] Thus, expressivists can identify the content of (~B) with this correctness condition.

Of course, adopting any such approach in terms of B-type inconsistency requires -- in addition to specifying the notion of correctness -- demonstrating that the approach can handle other natural language constructions and that it does not encounter problems as worrisome as those which plague Schroeder's account. Nevertheless an approach in terms of B-type inconsistency is at least a promising alternative.

Conclusion

Schroeder argues that whether they attempt to solve the problems with his approach or develop an alternative to it, proponents of expressivism "have far more work to do before it can earn its place as the sort of hypothesis on which rational investigators can place any significant credence" (p. 179). Expressivists certainly have more work to do, but I hope my comments demonstrate that their situation might not be as bad as Schroeder believes. There is more reason than Schroeder allows for thinking it is possible to develop a plausible alternative to his version of expressivism that avoids its problems. Of course, I have only sketched a possible way of doing so. The devil is, as always, in the details. As Schroeder correctly concludes, any alternative will need to be worked out much more fully -- especially in respect to its semantics -- to properly evaluate it (p. 187). Being For sets an impressive standard for the level of detail required.[6]

References

Dreier, James. 2006. Negation for Expressivists: A Collection of Problems with a Suggestion for their Solution. Oxford Studies in Metaethics 1: 217-233.

Shah, Nishi and David Velleman. 2005. Doxastic Deliberation. The Philosophical Review 114: 497-534.

Unwin, Nicholas. 1999. Quasi-Realism, Negation, and the Frege-Geach Problem. The Philosophical Quarterly 49: 337-352.

---. 2001. Norms and Negation: A Problem for Gibbard's Logic. The Philosophical Quarterly 51: 60-75.

Velleman, David. 2000. On the Aim of Belief. In The Possibility of Practical Reason. Oxford: Oxford University Press.


[1] I want to note one worry about Schroeder's treatment of disjunction. Consider the attitude that those who accept (SW) without accepting either disjunct have toward the two options of blaming for stealing and blaming for murder. This attitude appears to be best characterized as a commitment to being for at least one while being undecided which one to be for. On the other hand, the attitude of those who possess the mental state FOR (blaming for stealing or blaming for murder) appears to be best characterized as one of indifference between blaming for stealing and blaming for murder as long as at least one activity is blamed. So it is unclear that Schroeder's semantics assigns the correct mental state to (SW). For more on this difference between indecision and indifference, especially in relation to expressivism, see Dreier 2006.

[2] Velleman's views have changed since he offered this proposal. See Shah and Velleman 2005.

[3] As Schroeder defines it, attitude X commits to attitude Y just in case any state of mind inconsistent with Y is also inconsistent with X (p. 98).

[4] Expressivists who adopt this analysis may want to replace Velleman's notion of acceptance with a more neutral one such as entertaining.

[5] I ignore the difficulties for this account that denying bivalence poses.

[6] I would like to thank Jeff Allen, John Carroll, and Katie McShane for helpful comments.